DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
F•••• B••••
Feed of 09/15/2026
At current firm
4 y
since Dec 10, 2021
In the industry
18 y
since Jan 24, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 10, 2021 · Coral Gables, Fl
- M••••• S•••••• wirehouseNov 4, 2014 to Dec 22, 2021 · Aventura, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 22, 2014 · Aventura, Fl
- C•••• I••••••••• S••••••• C•••• formerNov 13, 2009 to Oct 1, 2012 · Pembroke Pines, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 30, 2008 to Jan 20, 2009 · Hallandale Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Dec 22, 2021, registered Dec 10, 2021 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Sep 22, 2014, registered Nov 4, 2014 (43 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••• I••••••••• S••••••• C••••left Jan 20, 2009, registered Nov 13, 2009 (297 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address