DFX Intelligence
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Registered advisor
D•••• V•••• S•••••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as D•••• V•••• S•••••••••
At current firm
6 y
since Sep 27, 2019
In the industry
18 y
since Mar 12, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Sep 27, 2019 · Chicago, Il
- H•••••••• A•••••••• L•• BD affiliatedJul 13, 2012 to Jul 22, 2014 · Chicago, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 17, 2012 · Deerfield, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 18, 2008 to Jun 1, 2009 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to H•••••••• A•••••••• L••left Jul 17, 2012, registered Jul 13, 2012 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address