DFX Intelligence
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Registered advisor
A•••• W••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••• W• B•••••
At current firm
3 y
since Sep 29, 2022
In the industry
18 y
since Jan 22, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 29, 2022 · Tucson, Az
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 1, 2022 · Tucson, Az
- C•••• I••••••••• S••••••• C•••• formerNov 16, 2009 to Oct 1, 2012 · Tucson, Az
- U•• F•••••••• S••••••• I••• wirehouseAug 3, 2009 to Oct 6, 2009 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 1, 2022, registered Sep 29, 2022 (-2 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••• I••••••••• S••••••• C••••left Oct 6, 2009, registered Nov 16, 2009 (41 days) · Other
Signals
- ••• LockedOct 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address