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J•••• E••••• W•••
As of · the IAPD feed; also filed as J•••• E••••• W••••••••• E• W•••
- At current firm
- 4 y
- In the industry
- 18 y
- Prior registered firms
- 6
- Signals
- 0
since Oct 7, 2021
As of · the IAPD feed; also filed as J•••• E••••• W••••••••• E• W•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 7, 2021 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 5, 2021 to Sep 17, 2021 · Granbury, Tx
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Apr 19, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerApr 26, 2016 to Jan 2, 2018 · Charlotte, Nc
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 20, 2009 to Apr 20, 2016 · Southlake, Tx
All 6 prior registrationsShow fewer
- T• A••••••••• I••• formerJul 20, 2009 to Apr 20, 2016 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Sep 17, 2021, registered Oct 7, 2021 (20 days) · Wirehouse to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Apr 19, 2021, registered May 5, 2021 (16 days) · Affiliated broker-dealer or bank to wirehouse
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to B••• I••••••••• S•••••••• I•••left Apr 20, 2016, registered Apr 26, 2016 (6 days) · Other
All 6 movesShow fewer
- T• A••••••••• I••• to B••• I••••••••• S•••••••• I•••left Apr 20, 2016, registered Apr 26, 2016 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address