DFX Intelligence
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Registered advisor
S••••• D• S••••••
Feed of 09/14/2026
At current firm
2 y
since Mar 19, 2024
In the industry
17 y
since Jan 21, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 19, 2024 · Dover, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDApr 20, 2015 to Mar 18, 2024 · North Canton, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 29, 2015 · Warsaw, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 8, 2010 to Oct 1, 2012 · Newcomerstown, Oh
- P••• A••••• S••••••••• L•• BD affiliatedJan 21, 2009 to May 11, 2010 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 18, 2024, registered Mar 19, 2024 (1 day) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 29, 2015, registered Apr 20, 2015 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to C•••• I••••••••• S••••••• C••••left May 11, 2010, registered Jul 8, 2010 (58 days) · Other
Signals
- ••• LockedMar 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address