DFX Intelligence
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Registered advisor
J••• W•••••••
Feed of 09/14/2026
Also filed as J••• W••••••••• W•••••••
At current firm
4 y
since Dec 10, 2021
In the industry
18 y
since Apr 16, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 10, 2021 · Coral Gables, Fl
- M••••• S•••••• wirehouseOct 17, 2014 to Dec 22, 2021 · Aventura, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 27, 2014 · Miami, Fl
- C•••• I••••••••• S••••••• C•••• formerJun 30, 2009 to Oct 1, 2012 · Miami Lakes, Fl
- M••••• S•••••• • C•• L•• unclassifiedSep 2, 2008 to Feb 17, 2009 · Miami, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDApr 18, 2008 to Sep 23, 2008 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Dec 22, 2021, registered Dec 10, 2021 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Oct 27, 2014, registered Oct 17, 2014 (-10 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••• I••••••••• S••••••• C••••left Feb 17, 2009, registered Jun 30, 2009 (133 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• • C•• L••left Sep 23, 2008, registered Sep 2, 2008 (-21 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address