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Registered advisor
A••••• J••••••• B••••• N•••••
Feed of 09/14/2026
Also filed as A••••• J•••••• B••••••••• J•••••• B••••••••• J•••••• B••••••••• J•••••• J••••••••• J•••••• W••••••••• J•••••• S••••••••• J•••••• B•••••
At current firm
3 y
since Sep 1, 2023
In the industry
18 y
since Apr 10, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Brainerd, Mn
- S•••••••• F••••••••• I••• formerSep 29, 2015 to Sep 1, 2023 · Baxter, Mn
- P•••• S••••••••• L•• no RAUMNov 4, 2013 to Sep 1, 2015 · St. Louis Park, Mn
- E••••• J•••• national BDApr 23, 2008 to May 3, 2012 · Crosslake, Mn
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to S•••••••• F••••••••• I•••left Sep 1, 2015, registered Sep 29, 2015 (28 days) · Other
- E••••• J•••• to P•••• S••••••••• L••left May 3, 2012, registered Nov 4, 2013 (550 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address