DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• E•••• A••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• E•••• A••••••••• A••••••
At current firm
5 y
since Aug 20, 2021
In the industry
12 y
since Apr 22, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 20, 2021 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseNov 20, 2018 to Aug 19, 2021 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 15, 2017 to Sep 4, 2018 · Birmingham, Al
- U•• F•••••••• S••••••• I••• wirehouseAug 29, 2014 to Aug 2, 2017 · New Orleans, La
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 24, 2014 to Sep 2, 2014 · Hoover, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 19, 2021, registered Aug 20, 2021 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Sep 4, 2018, registered Nov 20, 2018 (77 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 2, 2017, registered Aug 15, 2017 (13 days) · Wirehouse to wirehouse
- C••••• I••••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 2, 2014, registered Aug 29, 2014 (-4 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address