DFX Intelligence
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Registered advisor
K••••••• M• R••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedChippewa Lake, Oh dual registrantIAPD 5501816
Feed of 09/15/2026
Also filed as K•• B••••••••• T••••••••• M• T•••••••
At current firm
3 y
since Aug 11, 2023
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 11, 2023 · Uniontown, Oh
- M••••• S•••••• wirehouseDec 21, 2022 to Aug 25, 2023 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 25, 2023, registered Aug 11, 2023 (-14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedAug 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address