DFX Intelligence
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Registered advisor
D••••••• P•••••• B••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••••• P•••••• B••••••••• P• B••••••
At current firm
3 y
since Sep 15, 2023
In the industry
18 y
since Jul 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 15, 2023 · Beverly Hills, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 9, 2019 to Aug 19, 2023 · Washington, Dc
- U•• F•••••••• S••••••• I••• wirehouseApr 20, 2009 to Sep 30, 2019 · Washington, Dc
- W•••• F•••• I••••••••• L•• unclassifiedJul 2, 2008 to Apr 28, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Aug 19, 2023, registered Sep 15, 2023 (27 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Sep 30, 2019, registered Oct 9, 2019 (9 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Apr 28, 2009, registered Apr 20, 2009 (-8 days) · Other
Signals
- ••• LockedAug 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address