DFX Intelligence
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Registered advisor
K•••••••• E•••••••• C••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K•••••••• C••••••••• E•••••••• B••••••••• E• C••••
At current firm
2 y
since Aug 1, 2024
In the industry
18 y
since Aug 26, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 1, 2024 · Westlake, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 24, 2016 to Jun 25, 2024 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseJan 6, 2011 to May 4, 2016 · Dallas, Tx
- W•••• F•••• I••••••••• L•• unclassifiedAug 28, 2008 to Oct 21, 2010 · Amarillo, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Jun 25, 2024, registered Aug 1, 2024 (37 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left May 4, 2016, registered May 24, 2016 (20 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Oct 21, 2010, registered Jan 6, 2011 (77 days) · Other
Signals
- ••• LockedJun 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address