DFX Intelligence
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Registered advisor
J••••• G••• C•••••
Feed of 09/14/2026
At current firm
13 y
since Aug 6, 2013
In the industry
30 y
since Sep 1, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• • A••••••••• L•• state registered currentsince Aug 6, 2013 · Jupiter, Fl
- W•••• F•••• A••••••• wirehouseSep 13, 2011 to Aug 1, 2013 · Yardley, Pa
- M••••• S•••••• wirehouseSep 9, 2009 to Sep 1, 2011 · Yardley, Pa
- A•••••• A••••••• S••••••• formerJun 1, 2009 to Oct 7, 2009 · Yardley, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••• • A••••••••• L••left Aug 1, 2013, registered Aug 6, 2013 (5 days) · Wirehouse to a state-registered adviser
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 1, 2011, registered Sep 13, 2011 (12 days) · Wirehouse to wirehouse
- A•••••• A••••••• S••••••• to M••••• S••••••left Oct 7, 2009, registered Sep 9, 2009 (-28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address