DFX Intelligence
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Registered advisor
D••••• J•••• C••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOrmond Beach, Fldual registrantIAPD 5508711
Feed of 09/14/2026
Also filed as D••••• J•••• C••••••••• J•••• C••••
At current firm
7 y
since Sep 19, 2019
In the industry
18 y
since May 24, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 19, 2019 · Ormond Beach, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 22, 2016 to Aug 28, 2019 · Ormond Beach, Fl
- S••••••• I••••••••• S•••••••• I••• formerMay 14, 2015 to Dec 31, 2016 · Daytona Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDApr 6, 2010 to May 12, 2015 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 30, 2008 to Apr 8, 2010 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 28, 2019, registered Sep 19, 2019 (22 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 22, 2016 (-131 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left May 12, 2015, registered May 14, 2015 (2 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 8, 2010, registered Apr 6, 2010 (-2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address