DFX Intelligence
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N••••• M•••• R•••••••
As of · the IAPD feed
- At current firm
- 4 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 0
since Feb 7, 2022
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 7, 2022 · Alpharetta, Ga
- M••••• S•••••• wirehouseDec 9, 2019 to Sep 21, 2020 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Sep 21, 2020, registered Feb 7, 2022 (504 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address