DFX Intelligence
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Registered advisor
R• N••••••• N••••••• V••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N••••••• V••••••• N••••••• V••••••••• V••••••••• N• V••••••••• N••••••• V••••
At current firm
2 y
since Jun 5, 2024
In the industry
18 y
since Sep 2, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jun 5, 2024 · Doylestown, Pa
- W•••• F•••• A••••••• wirehouseMay 24, 2013 to Mar 4, 2024 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 8, 2010 to May 14, 2013 · Philadelphia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 3, 2008 to Jan 8, 2010 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Mar 4, 2024, registered Jun 5, 2024 (93 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left May 14, 2013, registered May 24, 2013 (10 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Jan 8, 2010, registered Feb 8, 2010 (31 days) · Other
Signals
- ••• LockedMar 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address