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Registered advisor
A••••• S••••• K•••••••••
Feed of 09/15/2026
Also filed as A•••• S••••••••• J••• S••••••••• J••• K••••••••• S• K••••••••• S••••• K••••••••• K••••••••• K•••••••••
At current firm
9 y
since Apr 7, 2017
In the industry
16 y
since Aug 6, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 7, 2017 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseOct 1, 2015 to Mar 14, 2017 · Birmingham, Al
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 11, 2010 to Oct 6, 2015 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Mar 14, 2017, registered Apr 7, 2017 (24 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Oct 6, 2015, registered Oct 1, 2015 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address