DFX Intelligence
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Registered advisor
S•••• F••••••
Feed of 09/14/2026
Also filed as S•••• L•••••• W••••••••• L•••••• F••••••
At current firm
2 y
since May 14, 2024
In the industry
18 y
since Jun 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 14, 2024 · Maryland Heights, Mo
- W•••• F•••• A••••••• wirehouseOct 4, 2022 to Apr 30, 2024 · St. Louis, Mo
- E••••• J•••• national BDJan 20, 2009 to Dec 21, 2021 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E••••• J••••left Apr 30, 2024, registered May 14, 2024 (14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left Dec 21, 2021, registered Oct 4, 2022 (287 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedApr 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address