DFX Intelligence
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Registered advisor
A••• F•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• J••••• F••••••••• F•••••
At current firm
2 y
since Jun 7, 2024
In the industry
17 y
since Nov 6, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 7, 2024 · Fort Collins, Co
- W•••• F•••• A••••••• wirehouseApr 17, 2019 to Jun 7, 2024 · Denver, Co
- U••• B•••••• I••••••••• I••• formerOct 6, 2011 to May 1, 2019 · Longmont, Co
- C•••• I••••••••• S••••••• C•••• formerDec 18, 2008 to Oct 5, 2011 · Fort Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 7, 2024, registered Jun 7, 2024 (0 days) · channel change inside one enterprise, not a move
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left May 1, 2019, registered Apr 17, 2019 (-14 days) · Affiliated broker-dealer or bank to wirehouse
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left Oct 5, 2011, registered Oct 6, 2011 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address