DFX Intelligence
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Registered advisor
M•••••• A•••• W•••••••••
Feed of 09/14/2026
At current firm
12 y
since Sep 15, 2014
In the industry
17 y
since Nov 20, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Sep 15, 2014 · A••••Town, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 25, 2010 to Aug 4, 2014 · St. Petersburg, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 24, 2008 to Dec 5, 2008 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P••• A••••• S••••••••• L••left Aug 4, 2014, registered Sep 15, 2014 (42 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 5, 2008, registered Jun 25, 2010 (567 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address