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Registered advisor
C•••••• J••••• W••••
Feed of 09/14/2026
Also filed as C•••• J••••• W••••
At current firm
0 y
since Aug 18, 2026
In the industry
17 y
since Dec 4, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 18, 2026 · Scottsdale, Az
- V••••••• A•••••••• I••• BD affiliatedOct 1, 2019 to Dec 31, 2024 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 18, 2013 · Anthem, Az
- W•••• F•••• I••••••••• L•• unclassifiedDec 4, 2008 to Jan 3, 2011 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Jan 18, 2013, registered Oct 1, 2019 (2447 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address