DFX Intelligence
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Registered advisor
K•••••• H•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K•••••• D••• P••••••••• D••• H••••••••• D• H•••••
At current firm
9 y
since Jan 28, 2017
In the industry
15 y
since Dec 21, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 28, 2017 · Grand Forks, Nd
- P•••• S••••••••• L•• no RAUMNov 18, 2013 to Jan 25, 2017 · Grand Forks, Nd
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 8, 2011 to Sep 11, 2013 · Grand Forks, Nd
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to E••••• J••••left Jan 25, 2017, registered Jan 28, 2017 (3 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••• S••••••••• L••left Sep 11, 2013, registered Nov 18, 2013 (68 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address