DFX Intelligence
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Registered advisor
R•••••• A••• A••••••
Feed of 09/15/2026
Also filed as R•••••• A••••••
At current firm
14 y
since Dec 5, 2011
In the industry
17 y
since Oct 16, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 5, 2011 · Florham Park, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 18, 2010 to Nov 25, 2011 · Albany, Ny
- E••••• J•••• national BDNov 6, 2008 to Apr 20, 2009 · Port Jervis, Ny
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 25, 2011, registered Dec 5, 2011 (10 days) · Other
- E••••• J•••• to V••• F•••••••• A•••••••• I•••left Apr 20, 2009, registered Jun 18, 2010 (424 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address