DFX Intelligence

RIA Intelligence

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Registered advisor

C•••••• G•••••• Y••••

A••••••••• F•••••••• S•••••••• L••national BDShreveport, La dual registrantIAPD 5586071
Feed of 09/15/2026
Also filed as C•••••• G•••••• G••••••••• G•••• O••••••••• Y••••••••• O••••••••• G••••••••• Y••••
At current firm
1 y
since Dec 5, 2024
In the industry
18 y
since Aug 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Sep 21, 2026 · Advisor registration ended · derived
  • ••• Locked
    Oct 30, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address