DFX Intelligence
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Registered advisor
S••••• G•••• G••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S••••• •••••• G••••••••• G••••••••• G•••• G••••••
At current firm
9 y
since Oct 14, 2016
In the industry
17 y
since Oct 31, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 14, 2016 · Simpsonville, Sc
- P•••• S••••••••• L•• no RAUMMar 7, 2016 to Oct 25, 2016 · Simpsonville, Sc
- W•••• F•••• A••••••• wirehouseDec 12, 2012 to Jul 7, 2014 · Savannah, Ga
- E••••• J•••• national BDNov 11, 2008 to Dec 13, 2012 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to E••••• J••••left Oct 25, 2016, registered Oct 14, 2016 (-11 days) · Other
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Jul 7, 2014, registered Mar 7, 2016 (609 days) · Other
- E••••• J•••• to W•••• F•••• A•••••••left Dec 13, 2012, registered Dec 12, 2012 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address