DFX Intelligence
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Feed of 09/14/2026
Also filed as L•••••• L••••••• L••••••••• L••••• L••••••••• L••••• L•••
At current firm
3 y
since Jun 23, 2023
In the industry
17 y
since Oct 30, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2023 · St. Louis, Mo
- P•••• S••••••••• L•• no RAUMAug 8, 2019 to Mar 9, 2023 · Godfrey, Il
- E••••• J•••• national BDNov 20, 2008 to Sep 9, 2010 · Bethalto, Il
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 9, 2023, registered Jun 23, 2023 (106 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to P•••• S••••••••• L••left Sep 9, 2010, registered Aug 8, 2019 (3255 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address