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Registered advisor
A••• M•••••• M•••••••
Feed of 09/14/2026
Also filed as A••• M•••••••
At current firm
8 y
since Sep 19, 2018
In the industry
17 y
since Feb 2, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 19, 2018 · Beverly Hills, Ca
- W•••• F•••• A••••••• wirehouseJun 9, 2011 to Sep 18, 2018 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Sep 18, 2018, registered Sep 19, 2018 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address