DFX Intelligence
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Registered advisor
P•••••• V• M•••••
Feed of 09/14/2026
At current firm
2 y
since Dec 13, 2023
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 13, 2023 · Norwell, Ma
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Dec 12, 2023 · Norwell, Ma
- S•••••••• F••••••••• I••• formerJun 3, 2010 to Sep 1, 2023 · Norwell, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 12, 2023, registered Dec 13, 2023 (1 day) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedDec 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address