DFX Intelligence
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Registered advisor
J••••• L• D••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Sep 2, 2025
In the industry
17 y
since Jan 21, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 2, 2025 · Naples, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 16, 2019 to Sep 5, 2025 · Naples, Fl
- L•• F•••••••• L•• BD affiliatedJul 15, 2015 to Aug 2, 2019 · Naples, Fl
- E•••••••• A•••••••• L•• national BDNov 10, 2011 to May 19, 2015 · Fort Myers, Fl
- S••••••• F•••••••• S•••••••• I••• formerAug 9, 2010 to Dec 31, 2010 · Fort Myers, Fl
- P••• A••••• S••••••••• L•• BD affiliatedFeb 4, 2010 to Jul 8, 2010 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 2, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 2, 2019, registered Jul 16, 2019 (-17 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left May 19, 2015, registered Jul 15, 2015 (57 days) · Other
- S••••••• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Dec 31, 2010, registered Nov 10, 2011 (314 days) · Other
- P••• A••••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jul 8, 2010, registered Aug 9, 2010 (32 days) · Other
Signals
- ••• LockedSep 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address