R••••• M•••••••

Feed of 09/14/2026

Also filed as R••••• M••••••••• J••••• M••••••••• J• M••••••••• J• M••••••••• J• M••••••••• M••••••••• M••••••• J•

At current firm

0 y

since Nov 21, 2025

In the industry

17 y

since Apr 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 24, 2011 to Nov 7, 2025 · Chandler, Az
C•••••• S••••• • C••• I••• national BD
Jan 18, 2011 to Sep 16, 2011 · Phoenix, Az
W•••• F•••• I••••••••• L•• unclassified
Aug 5, 2010 to Dec 21, 2010 · Chandler, Az
W•••• F•••• A••••••• wirehouse
Apr 20, 2009 to May 4, 2010 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
left Nov 7, 2025, registered Nov 21, 2025 (14 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 16, 2011, registered Oct 24, 2011 (38 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 21, 2010, registered Jan 18, 2011 (28 days) · Other
W•••• F•••• A••••••• to W•••• F•••• I••••••••• L••
left May 4, 2010, registered Aug 5, 2010 (93 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address