DFX Intelligence
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Registered advisor
B•••• L• T•••••••
Feed of 09/15/2026
Also filed as B•••• T••••••••• L•• T••••••••• L• T•••••••
At current firm
5 y
since Aug 18, 2021
In the industry
17 y
since May 19, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Aug 18, 2021 · Modesto, Ca
- P•• M•••••• A•••••• S••••••••• I••• formerDec 16, 2014 to Aug 17, 2021 · Modesto, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 18, 2021 (1 day) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address