DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pnc Managed Account Solutions, Inc.

Former SEC-registered adviserHouston, TexasCRD 110476SEC 801-56131IAPD
Latest filing Mar 31, 2023
First filing on the tape Mar 30, 2012 · 67 filings
RAUM
$588M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$462M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$588M as of Mar 31, 2023
Mar 30, 2012$443M then
HNW client RAUM$212M as of Mar 31, 2023
Mar 29, 2018$257M then
State-registered IARs (5.B.3)21 as of Mar 31, 2023
Mar 28, 20130 then
Employees (5.A)21 as of Mar 31, 2023
Mar 28, 2013191 then
Private funds: no history
RAUM -22% over the last fiscal year-19% a year over threeIARs 29 to 21
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
$28.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$766,201derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
21.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
-28%derivedItem 5.B.3 between annual amendments
Client growth, one year
-30%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$588MreportedItem 5.I
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$250M43%
  • High-net-worth individuals$212M36%
  • Corporations and businesses$126M21%
Individual clients
639reported
HNW clients
86reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
768reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Martin Todd Barnhart · Directorcontrol
    since 06/2021 · owns less than 5%
  • Michael Jeffrey Boardman · Chief Compliance Officercontrol
    since 06/2021 · owns less than 5%
  • Robert Richard Guerrini · President/Chief Executive Officercontrol
    since 06/2021 · owns less than 5%
  • Paul John Holodinski · Directorcontrol
    since 06/2021 · owns less than 5%
  • Lynn Jessica Mitchell · Directorcontrol
    since 06/2021 · owns less than 5%
  • Nicholas Morinigo · Directorcontrol
    since 12/2021 · owns less than 5%
  • John Richard Ramassini · Director & Secretarycontrol
    since 06/2021 · owns less than 5%
  • Resende Regis Ramos · Chief Financial Officercontrol
    since 12/2021 · owns less than 5%
  • Mary Margaret Richardson · Director/Chief Operating Officercontrol
    since 06/2021 · owns less than 5%
  • Elizabeth Stephanie Rodgers · Directorcontrol
    since 06/2021 · owns less than 5%
  • Wilson Robert Santillo · Director/Director Of Product And Strategycontrol
    since 06/2021 · owns less than 5%
  • Chase Leigh Thompson · Chief Legal Officercontrol
    since 12/2021 · owns less than 5%
  • Lynn Kimberly Weidner · Director/Chief Risk Officercontrol
    since 06/2021 · owns less than 5%
Entity owners
  • Pnc Investments · Parent
    direct · owns 75% or more
  • Pnc Bancorp, Inc. · Parent
    indirect · owns 75% or more of Pnc Bank, National Association
  • Pnc Bank, National Association · Parent
    indirect · owns 75% or more of Pnc Investments
  • The Pnc Financial Services Group, Inc. · Parent
    indirect · owns 75% or more of Pnc Bancorp, Inc. · public reporting company
Related persons
Schedule D 7.A
Advisers that list Pnc Managed Account Solutions, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
El Paso, Tx000
Houston, Tx · principal000
Laredo, Tx000
Mcallen, Tx000
Miami, Fl000
San Antonio, Tx000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,109 to 768
    Aug 1, 2022 to Mar 31, 2023
  • Advisory employees · 29 to 18
    Aug 1, 2022 to Mar 31, 2023
  • BD registered reps · 29 to 21
    Aug 1, 2022 to Mar 31, 2023
  • Charity clients · 1.0 to unset
    Aug 1, 2022 to Mar 31, 2023
  • Corporate clients · 74 to 43
    Aug 1, 2022 to Mar 31, 2023
  • HNW clients · 917 to 86
    Aug 1, 2022 to Mar 31, 2023
  • Individual clients · 117 to 639
    Aug 1, 2022 to Mar 31, 2023
  • Employees · 29 to 21
    Aug 1, 2022 to Mar 31, 2023
  • Insurance-licensed employees · 12 to 6
    Aug 1, 2022 to Mar 31, 2023
  • State-registered IARs · 29 to 21
    Aug 1, 2022 to Mar 31, 2023
  • Discretionary RAUM · $757M to $588M
    Aug 1, 2022 to Mar 31, 2023
  • HNW RAUM · $562M to $212M
    Aug 1, 2022 to Mar 31, 2023
  • Individual RAUM · $60.8M to $250M
    Aug 1, 2022 to Mar 31, 2023
  • RAUM · $757M to $588M
    Aug 1, 2022 to Mar 31, 2023
  • Accounts · 4,076 to 1,109
    Jan 4, 2022 to Mar 31, 2022
  • Advisory employees · 205 to 29
    Jan 4, 2022 to Mar 31, 2022
  • BD registered reps · 392 to 29
    Jan 4, 2022 to Mar 31, 2022
  • Charity clients · 3 to 1
    Jan 4, 2022 to Mar 31, 2022
  • Corporate clients · 57 to 74
    Jan 4, 2022 to Mar 31, 2022
  • HNW clients · 257 to 917
    Jan 4, 2022 to Mar 31, 2022
  • Individual clients · 3,757 to 117
    Jan 4, 2022 to Mar 31, 2022
  • Pension plan clients · 2.0 to unset
    Jan 4, 2022 to Mar 31, 2022
  • Employees · 403 to 29
    Jan 4, 2022 to Mar 31, 2022
  • Insurance-licensed employees · 0 to 12
    Jan 4, 2022 to Mar 31, 2022
  • State-registered IARs · 0 to 29
    Jan 4, 2022 to Mar 31, 2022
  • Other offices · 658 to 0
    Jan 4, 2022 to Mar 31, 2022
  • Discretionary RAUM · $1.4B to $757M
    Jan 4, 2022 to Mar 31, 2022
  • HNW RAUM · $626M to $562M
    Jan 4, 2022 to Mar 31, 2022
  • Individual RAUM · $694M to $60.8M
    Jan 4, 2022 to Mar 31, 2022
  • Pension RAUM · 1687756.0 to unset
    Jan 4, 2022 to Mar 31, 2022
  • RAUM · $1.4B to $757M
    Jan 4, 2022 to Mar 31, 2022
  • Wrap assets (sponsor) · $54.2M to $0
    Jan 4, 2022 to Mar 31, 2022
  • Business name · BBVA WEALTH SOLUTIONS INC. to PNC MANAGED ACCOUNT SOLUTIONS, INC.
    Jun 18, 2021 to Jul 12, 2021
  • Legal name · BBVA WEALTH SOLUTIONS INC. to PNC MANAGED ACCOUNT SOLUTIONS, INC.
    Jun 18, 2021 to Jul 12, 2021
  • Accounts · 3,416 to 4,076
    Sep 18, 2020 to Mar 30, 2021
  • Advisory employees · 219 to 205
    Sep 18, 2020 to Mar 30, 2021
  • BD registered reps · 397 to 392
    Sep 18, 2020 to Mar 30, 2021
  • Charity clients · 4 to 3
    Sep 18, 2020 to Mar 30, 2021
  • Corporate clients · 61 to 57
    Sep 18, 2020 to Mar 30, 2021
  • HNW clients · 179 to 257
    Sep 18, 2020 to Mar 30, 2021
Signals
60 dated events
  • Faride Hezni Yamin Abud left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
    Dec 1, 2023 · Advisor changed firm · fact
  • Juan Carlos Barraza left Pnc Managed Account Solutions, Inc. for Banorte Asset Management, Inc. (registered 2024-01-02)
    Dec 1, 2023 · Advisor changed firm · fact
  • Ma Esther Palacios De Hernandez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
    Nov 30, 2023 · Advisor changed firm · fact
  • Roberto Ruiz Velez left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-04-27)
    Nov 30, 2023 · Advisor changed firm · fact
  • Juan Pablo Fortoul Solorzano left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-04)
    Nov 30, 2023 · Advisor changed firm · fact
  • Ricardo Ruiz Velez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-24)
    Nov 30, 2023 · Advisor changed firm · fact
  • Juan Pablo Bolanos left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-04)
    Nov 30, 2023 · Advisor changed firm · fact
  • Beatrice Francoise Nunez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
    Nov 30, 2023 · Advisor changed firm · fact
  • Maria De Las Mercedes Gonzalez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-11)
    Nov 30, 2023 · Advisor changed firm · fact
  • Jorge Luis Rivas Padilla left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-01)
    Nov 30, 2023 · Advisor changed firm · fact
  • Joaquin Sanchez Hernandez left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-05)
    Nov 30, 2023 · Advisor changed firm · fact
  • Ignacio Antonio Perezanta Ordonez left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-04)
    Nov 30, 2023 · Advisor changed firm · fact
  • Fidelma Farinas-Cobas left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-12-04)
    Nov 30, 2023 · Advisor changed firm · fact
  • Minerva Ayala Santos left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
    Nov 30, 2023 · Advisor changed firm · fact
  • Oscar Eduardo Fernandez Este left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
    Nov 30, 2023 · Advisor changed firm · fact
  • Jose A Lau left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
    Nov 30, 2023 · Advisor changed firm · fact
  • Maria Genoveva Hernandez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
    Nov 30, 2023 · Advisor changed firm · fact
  • 2 advisors left PNC Managed Account Solutions, Inc. (Miami, FL) for PNC Wealth Management on the same day
    Nov 30, 2023 · Team lift-out · derived
  • 3 advisors left PNC Managed Account Solutions, Inc. (Houston, TX) for Bbva Global Wealth Advisors, Inc. on the same day
    Nov 30, 2023 · Team lift-out · derived
  • PNC Managed Account Solutions, Inc.'s advisors moved to Insigneo Advisory Services, LLC (Houston, TX): 10 of 17 registered, a day apart
    Nov 30, 2023 · Firm absorbed (people side) · derived
  • 5 advisors left PNC Wealth Management (Houston, TX) for PNC Managed Account Solutions, Inc. on the same day
    Nov 30, 2023 · Team lift-out · derived
  • Jake Norman Spruiell left Pnc Managed Account Solutions, Inc. for Cetera Investment Advisers Llc (registered 2024-06-06)
    Nov 22, 2023 · Advisor changed firm · fact
  • Roberto Escobar no longer registered at Pnc Managed Account Solutions, Inc.; no later IA registration on IAPD
    Nov 22, 2023 · Advisor departure · fact
  • Chase Leigh Thompson (Chief Legal Officer) appeared on Schedule A of Pnc Managed Account Solutions, Inc.
    Mar 31, 2023 · Control person joined · fact
  • Erik Michael Jackson left Pnc Managed Account Solutions, Inc. for Frost Investment Services (registered 2022-12-20)
    Dec 6, 2022 · Advisor changed firm · fact
  • Ramiro Gomez Rincon left Pnc Managed Account Solutions, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)
    Nov 15, 2022 · Advisor changed firm · fact
  • Antonio D Garcia left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2022-11-02)
    Oct 25, 2022 · Advisor changed firm · fact
  • Diana Margarita Mirabal left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)
    Oct 4, 2022 · Advisor changed firm · fact
  • Andres Ricketts left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)
    Oct 4, 2022 · Advisor changed firm · fact
  • 2 advisors left PNC Managed Account Solutions, Inc. (Houston, TX) for PNC Wealth Management on the same day
    Oct 4, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026