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Registered advisor
A•••••• T••••
Feed of 09/14/2026
Also filed as A•••••• T••••••••• E••••• T••••
At current firm
1 y
since Mar 31, 2025
In the industry
17 y
since Apr 24, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Johnson City, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDSep 23, 2013 to Jul 13, 2018 · Johnson City, Tn
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 7, 2012 to Sep 6, 2013 · Johnson City, Tn
- W•••• F•••• A••••••• wirehouseApr 27, 2009 to Jun 8, 2012 · Johnson City, Tn
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to S•••••••• A••••••• L••left Sep 6, 2013, registered Sep 23, 2013 (17 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 8, 2012, registered Jun 7, 2012 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address