DFX Intelligence
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Registered advisor
J•••••• E••••• M•••••
Feed of 09/14/2026
Also filed as J•••••• E• M••••••••• E••••• M••••••••• M•••••
At current firm
1 y
since Jul 22, 2025
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Registration history
IAPD current and previous registrations
- M••••• A••••••• S••••••• L•• state registered currentsince Jul 22, 2025 · Ada, Ok
- M••••• A••••••• S••••••• L•• state registeredSep 11, 2020 to Dec 31, 2024 · Ada, Ok
- S••••••••• A•••••• A•••••••• I••• formerMay 20, 2015 to Jul 28, 2020 · Oklahoma City, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 29, 2012 to May 22, 2015 · Oklahoma City, Ok
- E••••• J•••• national BDAug 5, 2009 to May 31, 2012 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to M••••• A••••••• S••••••• L••left Jul 28, 2020, registered Sep 11, 2020 (45 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• A•••••• A•••••••• I•••left May 22, 2015, registered May 20, 2015 (-2 days) · Other · moved with a team
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 31, 2012, registered May 29, 2012 (-2 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address