DFX Intelligence
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Feed of 09/14/2026
Also filed as S••••• M•••• H••••••••• M•••• H••••••••• M•••• K••••••••• M•••• K••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedcarsonwealth.comfirm site, Sep 24, 2026
At current firm
9 y
since Sep 21, 2017
In the industry
17 y
since Aug 7, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Sep 21, 2017 · Omaha, Ne
- S••••••• F•••••••• S•••••••• I••• formerMar 12, 2010 to Aug 5, 2010 · Omaha, Ne
- E••••• J•••• national BDAug 7, 2009 to Jan 8, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••• L••left Aug 5, 2010, registered Sep 21, 2017 (2604 days) · Other
- E••••• J•••• to S••••••• F•••••••• S•••••••• I•••left Jan 8, 2010, registered Mar 12, 2010 (63 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address