DFX Intelligence
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Registered advisor
R••• M•••••• B••••••
Feed of 09/15/2026
At current firm
4 y
since Aug 29, 2022
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 29, 2022 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseAug 24, 2017 to Aug 16, 2022 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Aug 16, 2022, registered Aug 29, 2022 (13 days) · Wirehouse to wirehouse
Signals
- ••• LockedAug 16, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address