DFX Intelligence
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Registered advisor
J••• P• B••••
Feed of 09/14/2026
Also filed as J••• B••••••••• P••• B••••••••• P• B••••
At current firm
5 y
since Jun 11, 2021
In the industry
17 y
since Sep 18, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 11, 2021 · Kingwood, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 15, 2013 to Jun 22, 2021 · Humble, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 14, 2010 to Jul 16, 2013 · Kingwood, Tx
- E••••• J•••• national BDSep 21, 2009 to Mar 24, 2010 · Humble, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 22, 2021, registered Jun 11, 2021 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 16, 2013, registered Jul 15, 2013 (-1 days) · Wirehouse to wirehouse
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 24, 2010, registered Apr 14, 2010 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address