DFX Intelligence
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Registered advisor
W•••••• K••• G•••••
Feed of 09/15/2026
Also filed as W•••••• K• G•••••
At current firm
13 y
since Apr 26, 2013
In the industry
16 y
since Oct 15, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 26, 2013 · Frisco, Tx
- M••••• S•••••• wirehouseOct 22, 2009 to Oct 20, 2010 · Southlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Oct 20, 2010, registered Apr 26, 2013 (919 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address