DFX Intelligence
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Registered advisor
E••• M••••••• H••••••
Feed of 09/14/2026
Also filed as E••• M••••••••• N••••• M•••••••
At current firm
4 y
since May 5, 2022
In the industry
17 y
since Sep 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 5, 2022 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 12, 2014 to May 6, 2022 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 6, 2022, registered May 5, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address