DFX Intelligence
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J•••• W••••• E••••
As of · the IAPD feed
- At current firm
- 9 y
- In the industry
- 16 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 24, 2017
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Aug 24, 2017 · Newnan, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 17, 2011 to Sep 7, 2017 · Newnan, Ga
- M••••• S•••••• wirehouseOct 22, 2009 to Mar 23, 2011 · La Grange, Ga
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Sep 7, 2017, registered Aug 24, 2017 (-14 days) · Other
- M••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 23, 2011, registered Mar 17, 2011 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address