DFX Intelligence
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Registered advisor
J••• T••••• H•••
Feed of 09/15/2026
Also filed as J••• H•••••••• T••••• H•••••••• T••••• H•••
At current firm
10 y
since Dec 15, 2015
In the industry
16 y
since Nov 6, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 15, 2015 · Georgetown, Ky
- M•• F•••••••• S•••••••• I••• formerJan 23, 2012 to Oct 27, 2015 · Louisville, Ky
- E••••• J•••• national BDNov 10, 2009 to Oct 27, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Oct 27, 2015, registered Dec 15, 2015 (49 days) · Other
- E••••• J•••• to M•• F•••••••• S•••••••• I•••left Oct 27, 2011, registered Jan 23, 2012 (88 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address