DFX Intelligence
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Registered advisor
R••••• J••••• D•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Jul 1, 2022
In the industry
16 y
since Dec 2, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 1, 2022 · Alton, Il
- E••••• J•••• national BDNov 7, 2011 to Jul 6, 2022 · Alton, Il
- W•••••• • R••• formerDec 3, 2009 to Nov 10, 2011 · Davenport, Ia
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 6, 2022, registered Jul 1, 2022 (-5 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to E••••• J••••left Nov 10, 2011, registered Nov 7, 2011 (-3 days) · Other
Signals
- ••• LockedJul 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address