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Registered advisor
N• A•••••• M•••••
Feed of 09/14/2026
Also filed as N••••••• A•••••• M••••••••• A•••••• M•••••••• A•••••• M••••••••• A•••••• M••••••••• M•••••
At current firm
0 y
since Mar 16, 2026
In the industry
16 y
since Dec 7, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 16, 2026 · Pasadena, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 20, 2022 to Mar 15, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 20, 2022 · Huntington Park,, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 20, 2010 to Oct 1, 2012 · Los Angeles, Ca
- W•••• F•••• I••••••••• L•• unclassifiedDec 9, 2009 to May 10, 2010 · Huntington Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 15, 2026, registered Mar 16, 2026 (1 day) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 20, 2022, registered Sep 20, 2022 (62 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left May 10, 2010, registered May 20, 2010 (10 days) · Other
Signals
- ••• LockedMar 15, 2026 · Advisor changed firm · fact
- ••• LockedJul 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address