DFX Intelligence
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Registered advisor
K••••••••• M••• T•••
Feed of 09/14/2026
At current firm
3 y
since Jul 21, 2023
In the industry
16 y
since Feb 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 21, 2023 · Salisbury, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 1, 2011 to Jul 24, 2023 · Ocean City, Md
- M••••• S•••••• wirehouseFeb 2, 2010 to Sep 9, 2011 · Salisbury, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 24, 2023, registered Jul 21, 2023 (-3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 9, 2011, registered Sep 1, 2011 (-8 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 24, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address