DFX Intelligence
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Registered advisor
K••• R••••• W•••
Feed of 09/14/2026
At current firm
13 y
since Mar 20, 2013
In the industry
16 y
since Mar 4, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Mar 20, 2013 · Bridgewater, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2010 to Mar 14, 2013 · Flemington, Nj
- M••••• S•••••• wirehouseMar 8, 2010 to Dec 17, 2010 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Mar 14, 2013, registered Mar 20, 2013 (6 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 17, 2010, registered Dec 9, 2010 (-8 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address