DFX Intelligence
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Registered advisor
P•••• M•••••• C••••••••
Feed of 09/14/2026
Also filed as P•••• C••••••••• M•••••• C••••••••• M•••••• C•••••••••
At current firm
1 y
since Sep 22, 2025
In the industry
16 y
since Mar 5, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 22, 2025 · Vienna, Va
- L•• F•••••••• L•• BD affiliatedMay 15, 2025 to Sep 25, 2025 · San Diego, Ca
- C••• F•••••••• S•••••••• L••• formerJul 15, 2013 to May 15, 2025 · Falls Church, Va
- M••••• S•••••• wirehouseJul 12, 2012 to Jul 24, 2013 · Alexandria, Va
- E••••• J•••• national BDMar 9, 2010 to Jul 5, 2012 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 25, 2025, registered Sep 22, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to C••• F•••••••• S•••••••• L•••left Jul 24, 2013, registered Jul 15, 2013 (-9 days) · Other
- E••••• J•••• to M••••• S••••••left Jul 5, 2012, registered Jul 12, 2012 (7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address