DFX Intelligence
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G•••••• A••••• P•••••
As of · the IAPD feed
- At current firm
- 5 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 10, 2020
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 10, 2020 · Memphis, Tn
- A••••• A•• P••••••• S••••••• BD affiliatedApr 13, 2015 to Nov 3, 2020 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to T••••• A••••••• S•••••••• I•••left Nov 3, 2020, registered Nov 10, 2020 (7 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address