DFX Intelligence
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Registered advisor
K•••••• W•••• B••••••
Feed of 09/14/2026
Also filed as K•••••• B••••••••• B••••••
At current firm
1 y
since Sep 25, 2024
In the industry
16 y
since Feb 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 25, 2024 · Cary, Nc
- E••••• J•••• national BDMay 24, 2010 to Sep 26, 2024 · Cary, Nc
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 26, 2024, registered Sep 25, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address