DFX Intelligence
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Registered advisor
S•••• S••••
Feed of 09/14/2026
Also filed as S•••• F• H••••••••• H•••••
At current firm
7 y
since Apr 3, 2019
In the industry
16 y
since Feb 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Apr 3, 2019 · Malvern, Pa
- J••• M••••• S••••••••• L•• wirehouseApr 17, 2017 to Oct 11, 2017 · Hoboken, Nj
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••left Oct 11, 2017, registered Apr 3, 2019 (539 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address