DFX Intelligence
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Registered advisor
J•••• R••••• D••••
Feed of 09/14/2026
Also filed as J•••• R• D••••
At current firm
2 y
since Aug 7, 2024
In the industry
16 y
since Jun 7, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 7, 2024 · Orlando, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 25, 2022 to Jul 17, 2024 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 2, 2015 to Mar 16, 2022 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Jul 17, 2024, registered Aug 7, 2024 (21 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 16, 2022, registered Feb 25, 2022 (-19 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedJul 17, 2024 · Advisor changed firm · fact
- ••• LockedMar 16, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address