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Registered advisor
S••••• A• C••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWilliamsburg, Ky dual registrantIAPD 5789377
Feed of 09/15/2026
Also filed as S••••• A••••• C••••
At current firm
3 y
since Aug 21, 2023
In the industry
15 y
since Feb 17, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 21, 2023 · Williamsburg, Ky
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 21, 2023 · Williamsburg, Ky
- L•• F•••••••• L•• BD affiliatedJan 3, 2019 to Aug 14, 2023 · Williamsburg, Ky
- P••• A••••• S••••••••• L•• BD affiliatedFeb 24, 2011 to Feb 4, 2015 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 14, 2023, registered Aug 21, 2023 (7 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Feb 4, 2015, registered Jan 3, 2019 (1429 days) · Other
Signals
- ••• LockedAug 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address